Application Papers

Application Papers provide additional material related to IAIS supervisory material (ICPs and ComFrame), including actual examples or case studies that help practical application of supervisory material. Application Papers could be provided in circumstances where the practical application of principles and standards may vary or where their interpretation and implementation may pose challenges. Application Papers can provide further advice, illustrations, recommendations or examples of good practice to supervisors on how supervisory material may be implemented.

File manager

- Application Paper on Combating Money Laundering and Terrorist Financing Application Paper on Combating Money Laundering and Terrorist Financing
  
  File modified: 11/11/2021 | File size: 493 KB
- Application Paper on Supervisory Colleges Application Paper on Supervisory Colleges
  
  File modified: 11/11/2021 | File size: 321 KB
- Application Paper on Macroprudential Supervision Application Paper on Macroprudential Supervision
  
  File modified: 30/08/2021 | File size: 2.28 MB
- Application Paper on Supervision of Control Functions Application Paper on Supervision of Control Functions
  
  File modified: 23/06/2021 | File size: 574 KB
- Application Paper on Resolution Powers and Planning Application Paper on Resolution Powers and Planning
  
  File modified: 23/06/2021 | File size: 864 KB
- Application Paper on the Supervision of Climate-related Risks in the Insurance Sector Application Paper on the Supervision of Climate-related Risks in the Insurance Sector
  
  File modified: 25/05/2021 | File size: 1.02 MB
- Application Paper on Liquidity Risk Management Application Paper on Liquidity Risk Management
  
  File modified: 29/06/2020 | File size: 580 KB
- Application Paper on Recovery Planning Application Paper on Recovery Planning
  
  File modified: 25/11/2019 | File size: 669 KB
- Application Paper on Proactive Supervision of Corporate Governance Application Paper on Proactive Supervision of Corporate Governance
  
  File modified: 27/02/2019 | File size: 359 KB
- Application Paper on the Use of Digital Technology in Inclusive Insurance Application Paper on the Use of Digital Technology in Inclusive Insurance
  
  File modified: 12/11/2018 | File size: 916 KB
- Application Paper on Supervision of Insurer Cybersecurity Application Paper on Supervision of Insurer Cybersecurity
  
  File modified: 08/11/2018 | File size: 1.05 MB
- Application Paper on the Composition and the Role of the Board Application Paper on the Composition and the Role of the Board
  
  File modified: 08/11/2018 | File size: 571 KB
- Application Paper on Product Oversight in Inclusive Insurance Application Paper on Product Oversight in Inclusive Insurance
  
  File modified: 24/11/2017 | File size: 708 KB
- Application Paper on Group Corporate Governance Application Paper on Group Corporate Governance
  
  File modified: 09/11/2017 | File size: 1.30 MB
- Application Paper on Mutuals, Cooperatives and Community-based Organisations - September 2017 Application Paper on Mutuals, Cooperatives and Community-based Organisations - September 2017
  
  File modified: 19/09/2017 | File size: 777 KB
- Application Paper on Approaches to Supervising the Conduct of Intermediaries Application Paper on Approaches to Supervising the Conduct of Intermediaries
  
  File modified: 15/11/2016 | File size: 566 KB
- Application Paper on the Regulation and Supervision of Captive Insurers Application Paper on the Regulation and Supervision of Captive Insurers
  
  File modified: 26/11/2015 | File size: 369 KB
- Application Paper on Approaches to Conduct of Business Supervision Application Paper on Approaches to Conduct of Business Supervision
  
  File modified: 04/11/2014 | File size: 689 KB
- Application Paper on Regulation and Supervision Supporting Inclusive Insurance Markets Application Paper on Regulation and Supervision Supporting Inclusive Insurance Markets
  
  File modified: 03/11/2014 | File size: 247 KB
- Application Paper on Fraud in Insurance Application Paper on Fraud in Insurance
  
  File modified: 03/11/2014 | File size: 257 KB
- Application Paper on Information Gathering and Analysis Application Paper on Information Gathering and Analysis
  
  File modified: 03/11/2014 | File size: 339 KB